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- Securities brokers shall have the securities practice qualification. 证券经纪人应当具有证券从业资格。
- Securities trading commission serves as important income source of securities brokers. 证券交易佣金是证券经纪商收入的重要来源。
- Have you ever filed a complaint against a Foreign Exchange Dealer, Securities Broker or Commodities Dealer? 您曾经抱怨过外汇经纪商,或期货交易商?
- The same transitional arrangements applied to securities brokers, which could carry on regulated activities as deemed licensed corporations. 上述过渡安排同样适用于证券经纪,后者可以当作持牌法团的身分进行受规管活动。
- Securities brokers should work within authorized scope of the securities firm and show securities broker certificates to customer. 证券经纪人应当在证券公司的授权范围内从事业务,并应当向客户出示证券经纪人证书。
- Article 87 Securities brokers shall provide a blank letter of consignment to their principals for the purpose of buying and selling securities. 第87条(委讬书)证券经纪商应备置有价证券购买及出售之委讬书,以供委讬人使用。
- A securities broker may not handle the securities subscription and transaction issues for the clients. 证券经纪人不得为客户办理证券认购、交易等事项。
- Do you have a pending or have ever made a complaint, oral or written, regarding a past FX, commodity futures or securities broker. 您是否曾经和外汇经纪人、品期货经纪人上或者证券经纪人有过未决事宜、其做出口头或书面抱怨行为?
- A securities broker may accept the entrustment of one securities company only to attract clients and provide customer services, etc. 证券经纪人只能接受一家证券公司的委托,进行客户招揽、客户服务等活动。
- The SEC oversees the key participants in the securities world, including securities exchanges, securities brokers and dealers, investment advisors, and mutual funds. SEC监管证券市场的主要参与者,如证券交易所,证券经纪商,投资顾问及共同基金。
- Where any securities broker accepts entrustments of clients to handle such issues as securities subscription and trading. (四)证券经纪人接受客户的委托,为客户办理证券认购、交易等事项。
- Article 160 A securities broker shall not accept consignment for the purchase or sale of securities in premises other than its principal place of business and its branch units. 第160条(委讬场所之限定)证券经纪商不得于其本公司或分支机构以外之场所,接受有价证券买卖之委讬。
- A securities broker shall operate business within the scope of authority clarified by the securities company and produce his securities broker certificate to the clients when operating business. 证券经纪人应当在证券公司的授权范围内从事业务,并应当向客户出示证券经纪人证书。
- My heart beat thick in the course of the interview. 在面试过程中我的心跳得厉害。
- Your request will be dealt with in due course. 你的要求将在适当时机予以处理。
- Securities Broker; Broker; Brokerage house 券商
- He go on a refresher course in bookkeeping. 他继续学习笔记进修课程。
- He plotted out the course the ship should follow. 他在海图上标绘出了这艘船该走的航线。
- He set up in business as an insurance broker. 他开始从事保险经纪人的职业。
- The country club has a golf course. 该地区俱乐部拥有高尔夫球场。